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Ideology, Genre, Auteur: "Shadow of a Doubt,"
IDEOLOGY, GENRE, AUTEUR (1976)
The truth lies not in one dream but in many. Pasolini, Arabian
Nights
Each theory of film so far has insisted on its own particular polarization.
Montage theory enthrones editing as the essential creative act at
the expense of other aspects of film; Bazin's Realist theory, seeking
to right the balance, merely substitutes its own imbalance, downgrading
montage and artifice; semiotic theory rejects or at any rate seeks
to "deconstruct" Realist art in favor of the so-called
"open text." Auteur theory, in its heyday, concentrated
attention exclusively on the fingerprints, thematic or stylistic,
of the individual artist; recent attempts to discuss the complete
"filmic text" have tended to throw out ideas of personal
authorship altogether. Each theory has, given its underlying position,
its own validity the validity being dependent upon, and restricted
by, the position. Each can offer insights into different areas of
cinema and different aspects of a single film.
I want to stress here the desirability for the critic whose aim
should always be to see the work, as wholly as possible, as it is
to be able to draw on the discoveries and particular perceptions
of each theory, each position, without committing himself exclusively
to any one. The ideal will not be easy to attain, and even the attempt
raises all kinds of problems, the chief of which is the validity
of evaluative criteria that arc not supported by a particular system.
From what, then, do they receive support? No critic, obviously,
can be free from a structure of values, nor can he afford to withdraw
from the struggles and tensions of living to some position of "aesthetic"
contemplation. Every critic who is worth reading has been, on the
contrary, very much caught up in the effort to define values beyond
purely aesthetic ones (if indeed such things exist). Yet to "live
historically" need not entail commitment to a system or a cause;
it can involve, rather, being alive to the opposing pulls, the tensions,
of one's world.
The past three decades have seen a number of advances in terms
of the opening up of critical possibilities, of areas of relevance,
especially with regard to Hollywood: the elaboration of auteur theory
in its various manifestations; the interest in genre; the interest
in ideology. I want here tentatively to explore some of the ways
in which these disparate approaches to Hollywood movies might interpenetrate,
producing the kind of synthetic criticism I have suggested might
now be practicable.
My concern here is to suggest something of the complex interaction
of ideology, genre, and personal authorship that determines the
richness, the density of meaning, of the great Hollywood masterpieces;
I cannot, therefore, restrict the discussion to Hitchcock. In the
introduction to this book I juxtaposed Shadow of a Doubt to Blue
Velvet in order to raise certain issues of evaluation. To juxtapose
it, here, with a film of comparable stature but of very different
authorial and generic determination Capra's It's a Wonderful Life
is to raise other and wider issues. In order to create a context
within which to discuss the two films, I want to attempt (at risk
of obviousness) some definition of what we mean by American capitalist
ideology or, more specifically, the values and assumptions so insistently
embodied in and reinforced by the classical Hollywood cinema. The
following list of components is not intended to be exhaustive or
profound, but simply to make conscious, and present to a discussion
of the films, concepts with which we are all perfectly familiar.
I. Capitalism: the right of ownership, private enterprise, personal
initiative; the settling of the land.
I2. The work ethic: the notion that "honest toil" is
in itself and for itself morally admirable, this and (I) both validating
and reinforcing each other. The moral excellence of work is also
bound up with the necessary subjugation or sublimation of the libido:
"the Devil finds work for idle hands." The relationship
is beautifully epitomized in the zoo cleaner's song in Tourneur's
Cat People:
Nothing else to do,
Nothing else to do,
I strayed, went a -courting
'cause I'd nothing else to do.
3. Marriage (legalized heterosexual monogamy) and family: At once
the further validation of (I) and (2) the homestead is built for
the Woman, whose function is to embody civilized values and guarantee
their continuance through her children and an extension of the ownership
principle to personal relationships ("My house, my wife, my
children") in a male-dominated society.
4a. Nature as agrarianism; the virgin land as Garden of Eden: A
concept into which, in the Western, (3) tends to become curiously
assimilated (ideology's function being to "naturalize"
cultural assumptions): e.g., the treatment of the family in Drums
Along the Mohawk.
4b. Nature as the wilderness, the Indians, on whose subjugation
civilization is built; hence by extension the libido, of which in
many Westerns the Indians seem an extension or embodiment (The Searchers).
5. Progress, technology, the city ("New York, New York, it's
a wonderful town," etc.).
6. Success/wealth: A value of which Hollywood ideology is also
deeply ashamed, so that, while hundreds of films play on its allure,
very few can allow themselves openly to extol it. Thus its ideological
"shadow" is produced.
7. The Rosebud syndrome: Money isn't everything; money corrupts;
the poor are happier. A very convenient assumption for capitalist
ideology: the more oppressed you are, the happier you are (e.g.,
the singing "darkies" of A Day at the Races, etc.).
8. America as the land where everyone actually is/can be happy;
hence the land where all problems are solvable within the existing
system (which may need a bit of reform here and there but no radical
change). Subversive systems are assimilated wherever possible to
serve the dominant ideology. Andrew Britton, in a characteristically
brilliant article on Spellbound, argues that there even Freudian
psychoanalysis becomes an instrument of ideological repression.
Above all, this assumption gives us that most striking and persistent
of all classical Hollywood phenomena, the happy ending: often a
mere "emergency exit" (Sirk's phrase) for the spectator,
a barely plausible pretense that the problems the film has raised
are now resolved. (Hilda Crane offers a suitably blatant example
among the hundreds possible.)
Out of this list emerge logically two ideal figures, giving us:
9. The Ideal Male: the virile adventurer, potent, untrammelled
man of action.
IO. The Ideal Female: wife and mother, perfect companion, endlessly
dependable, mainstay of hearth and home.
Since these combine into an Ideal Couple of quite staggering incompatibility,
each has his or her shadow, giving us:
I I. The settled husband/father, dependable but dull.
I2. The erotic woman (adventuress, gambling lady, saloon "entertainer"),
fascinating but dangerous, liable to betray the hero or turn into
a black panther.
The most striking fact about this list is that it presents an ideology
that, far from being monolothic, is inherently riddled with hopeless
contradictions and unresolvable tensions. The work that has been
done so far on genre has tended to take the various genres as given
and discrete, and seeks to explicate them, define them, in terms
of motifs, etc.; what we need to ask, if genre theory is ever to
be productive, is less what? than why? We are so used to the genres
that the peculiarity of the phenomenon itself has been too little
noted. The idea I wish to put forward is that the development of
the genres is rooted in the sort of ideological contradictions my
brief list suggests. One impulse may be the attempt to deny such
contradictions by eliminating one of the opposed terms, or at least
by a process of simplification.
Robert Warshow's seminal essays on the gangster hero and the Westerner
(still fruitfully suggestive, despite the obvious objection that
he took too little into account) might be adduced here. The opposition
of gangster film and Western is only one of many possibilities.
All the genres can be profitably examined in terms of ideological
oppositions, forming a complex interlocking pattern: small-town
family comedy/sophisticated city comedy; city comedy/film noir;
film noir/small-town comedy, etc. It is probable that a genre is
ideologically "pure" (i.e., safe) only in its simplest,
most archetypal, most aesthetically deprived and intellectually
contemptible form: Hopalong Cassidy, the Andy Hardy comedies.
The Hopalong Cassidy films (from which Indians, always a potentially
disruptive force in ideological as well as dramatic terms, are,
in general, significantly absent), for example, seem to deperid
on two strategies for their perfect ideological security: (a) the
strict division of characters into good and evil, with no grays;
(b) Hoppy's sexlessness (he never becomes emotionally entangled);
hence the possibility of evading all the wandering/settling tensions
on which aesthetically interesting Westerns are generally structured.
(An intriguing alternative: the Ideal American Family of Roy Rogers/Dale
Evans/Trigger.) Shane is especially interesting in this connection.
A deliberate attempt to create an "archetypal" Western,
it also represents an effort to resolve the major ideological tensions
harmoniously.
One of the greatest obstacles to any fruitful theory of genre has
been the tendency to treat the genres as discrete. An ideological
approach might suggest why they can't be, however, hard they may
appear to try: at best, they represent different strategies for
dealing with the same ideological tensions. For example, the small-town
movie with a contemporary setting should never be divorced from
its historical correlative, the Western. In the classical Hollywood
cinema motifs cross repeatedly from genre to genre, as can be made
clear by a few examples. The home/wandering opposition that Peter
Wollen rightly sees as central to Ford is not central only to Ford
or even to the Western; it structures a remarkably large number
of American films covering all genres, from Out of the Past to There's
No Business Like Show Business. The explicit comparison of women
to cats connects screwball comedy (Bringing Up Baby), horror film
(Cat People), melodrama (Rampage), and psychological thriller (Marnie).
An example that brings us to my present topic: notice the way in
which the Potent Male Adventurer, when he enters the family circle,
immediately displaces his "shadow," the settled husband/father,
in both The Searchers and Shadow of a Doubt, enacted in both cases
by his usurpation of the father's chair.
Before we attempt to apply these ideas to specific films, however,
one more point needs to be especially emphasized: the presence of
ideological tensions in a movie, though it may give it an interest
beyond Hopalong Cassidy, is not in itself a reliable evaluative
criterion. Artistic value has always been dependent on the presence
somewhere, at some stage of an individual artist, whatever the function
of art in the particular society, and even when (as with Chartres
cathedral) one no longer knows who the individual artists were.
It is only through the medium of the individual that ideological
tensions come to particular focus, hence become of aesthetic as
well as sociological interest. It can perhaps argued that works
are of especial interest when (a) the defined particularities of
an auteur interact with specific ideological tensions and (b) the
film is fed from more than one generic source.
The same basic ideological tensions operate in both It's a Wonderful
Life and Shadow of a Doubt: they furnish further reminders that
home/wandering antinomy is by no means the exclusive preserve of
the Western. Bedford Falls and Santa Rosa can be seen as the frontier
town seventy or so years on; they embody the development of the
civilization whose establishment was celebrated around the same
time by Ford My Darling Clementine. With this relationship to the
Western in the background (but in Capra's film made succinctly explicit),
the central tension in both films can be described in terms of genre:
the disturbing influx of film noir into the world of small-town
domestic comedy. (It is a tension clearly present in Clementine
as well: the opposition between the daytime and nighttime Tombstones.)
The strong contrast the two films present testifies to the decisive
effect of the intervention of a clearly defined artistic personality
in an ideological generic structure. Both films have as a central
ideological project the reaffirmation of family and small-town values
which the action has called into question. In Capra's film this
reaffirmation is magnificently convincing (but with full acknowledgment
of the suppressions on which it depends and, consequently, of its
precariousness); in Hitchcock's it is completely hollow. The very
different emotional effect of the films the satisfying catharsis
and emotional fullness of the Capra, the "bitter taste"
(on which so many have commented) of the Hitchcock is very deeply
rooted not only in our response to two opposed directorial personal)
but in our own ideological structuring.
One of the main ideological and thematic tensions of It's a Wonderful
Lifeis beautifully encapsulated in the scene in which George Bailey
(James Stewart) and Mary (Donna Reed) smash windows in a derelict
house as a preface to making wishes. George's wish is that he shall
get the money to leave Bedford Falls, which he sees as humdrum and
constricting, and travel about the world; Mary's (not expressed
in words, but in its subsequent fulfillment confirming her belief
that wishes don't come true if you speak them) is that she and George
will marry, settle down, and raise a family, in the same derelict
house, a ruined shell which marriage-and-family restores to life.
This tension is developed through the extended sequence in which
George is manipulated into marrying Mary. His brother's return home
with a wife and a new job traps George into staying in Bedford Falls
to take over the family business. With the homecoming celebrations
continuing inside the house in the background, George sits disconsolately
on the front porch: we hear a train whistle, off-screen, to which
he reacts. His mother (the indispensable Beulah Bondi) comes out
and begins "suggesting" that he visit Mary; he appears
to make off toward her, screen right, physically pointed in her
direction by his mother, then reappears and walks away past Benlah
Bondi in the opposite direction.
This leads him, with perfect ideological/generic logic, to Violet
(Gloria Grahame). The Violet/Mary opposition is an archetypally
clear rendering of that central Hollywood female opposition that
crosses all generic boundaries as with Susan (Katharine Hepburn)
and Alice (Virginia Walker) in Bringing Up Baby, Irena (Simone Simon)
and Alice Uane Randolph) in Cat People, Chihuahua (Linda Darnell)
and Clementine (Cathy Downs) in My Darling Clementine, Debby (Gloria
Grahame) and Katie Uocelyn Brando) in The Big Heat. But Violet (in
front of an amused audience) rejects his poetic invitation to a
barefoot ramble over the hills in the moonlight; the goodtime gal
offers no more solution to the hero's wanderlust than the wife-mother
figure.
So back to Mary, whom he brings to the window by beating a stick
aggresc irely against the fence of the neat, enclosed front garden
a beautifully precise expression of his ambivalent state of mind,
desire to attract Mary's attention warring with bitter resentment
of his growing entrapment in domesticity. Mary was expecting him;
his mother phoned her, knowing that George would end up at her house.
Two ideological premises combine here: the notion that the "good"
mother always knows, precisely and with absolute certitude, the
working of her son's mind; and the notion that the female principle
is central to the continuity of civilization, that the "weaker
sex" is compensated with a sacred rightness.
Indoors, Mary shows George a cartoon she has drawn: George, in
cowboy denims, lassoing the moon. The moment is rich in contradictory
connotations. It explicitly evokes the Western, and the figure of
the adventurer-hero to which George aspires. Earlier, it was for
Mary that George wanted to "lasso the moon," the adventurer's
exploits motivated by a desire to make happy the woman who will
finally entrap him in domesticity. From Mary's point of view, the
picture is at once affectionate (acknowledging the hero's aspirations),
mocking (reducing them to caricature), and possessive (reducing
George to an image she creates and holds within her hands).
The most overtly presented of the film's structural oppositions
is that between the two faces of capitalism, benign and malignant:
on the one hand, the Baileys (father and son) and their Building
and Loan Company, its business practice based on a sense of human
needs and a belief in human goodness; on the other, Potter (Lionel
Barrymore), described explicitly as a spider, motivated by greed,
egotism, and miserliness, with no faith in human nature. Potter
belongs to a very deeply rooted tradition. He derives most obviously
from Dickens' Scrooge (the film is set at Christmas) a Scrooge disturbingly
unrepentant and irredeemable but his more distant antecedents are
in the ogres of fairy tales.
The opposition gives us not only two attitudes to money and property
but two father images (Bailey Sr. and Potter), each of whom gives
his name to the land (Bailey Park, in small-town Bedford Falls,
and Pottersville, the town's dark alternative). Most interestingly,
the two figures (American choices, American tendencies) find their
vivid ideological extensions in Hollywood genres: the happy, sunny
world of small-town comedy (Bedford Falls is seen mostly in the
daytime), the world of film noir, the dark underside of Hollywood
ideology.
Pottersville the vision of the town as it would have been if George
had never existed, shown him by his guardian angel (Henry Travers)
is just as "real" (or no more stylized) than Bedford Falls.
The iconography of small-town comedy is exchanged, unmistakably,
for that of film noir, with police sirens, shooting in the streets,
darkness, vicious dives, alcoholism, burlesque shows, strip clubs,
the glitter and shadows of noir lighting. George's mother, embittered
and malevolent, runs a seedy boardinghouse; the good-time gal/wife-mother
opposition, translated into noir terms, becomes an opposition of
prostitute and repressed spinsterlibrarian. The towns emerge as
equally valid images of America validated by their generic familiarity.
Beside Shadow of a Doubt, It's a Wonderful Life manages a convincing
and moving affirmation of the values (and value) of bourgeois family
life. Yet what is revealed, when disaster releases George's suppressed
tensions, is the intensity of his resentment of the family and desire
to destroy it and with it, in significant relationship, his work
(his culminating action is furiously to overthrow the drawing board
with his plans for more small-town houses). The film recognizes
explicitly that behind every Bedford Falls lurks a Pottersville,
and implicitly that within every George Bailey lurks The Searchers'
Ethan Edwards. Potter, tempting George, is given the devil's insights
into his suppressed desires. His remark, "You once called me
a warped, frustrated old man now you're a warped, frustrated young
man," is amply supported by the evidence the film supplies.
What is finally striking about the film's affirmation is the extreme
precariousness of its basis and the consequent hysteria necessary
to its expression. Potter survives, without remorse, his crime unexposed
and unpunished. It may well be Capra's masterpiece, but it is more
than that. Like all the greatest American films fed by a complex
generic tradition and, beyond that, by the fears and aspirations
of a whole culture it at once transcends its director and would
be inconceivable without him.
Shadow of a Doubt has always been among the most popular of Hitchcock's
middle-period films, with critics and public alike, but it has been
perceived in very different, almost diametrically opposed ways.
On its appearance it was greeted by British critics as the film
marking Hitchcock's coming to terms with America; his British films
were praised for their humor and "social criticism" as
much as for their suspense, and the early American films (notably
Rebecca and Suspicion ) seemed like attempts artificially to reconstruct
England in Hollywood. In Shadow, Hitchcock (with the aid of Thornton
Wilder and Sally Benson) at last brought to American middle-class
society the shrewd, satirical, affectionate gaze previously bestowed
on the British. A later generation of French critics (notably Rohmer
and Chabrol in their Hitchcock book) praised the film for very different
reasons, establishing its strict formalism (Truffaut's "un
film fond‚ sur le chiffre 2") and seeing it as one of
the keys to a consistent Catholic interpretation of Hitchcock, a
rigorous working out of themes of original sin, the loss of innocence,
the fallen world, the exchange (or interchangeability) of guilt.
The French noted the family comedy beloved of British critics, if
at all, as a mildly annoying distraction.
That both these views correspond to important elements in the film
and throw light on certain aspects of it is beyond doubt; both,
however, now appear false and partial, dependent upon the abstracting
of elements from the whole. If the film is, in a sense, completely
dominated by Hitchcock (nothing in it is unmarked by his artistic
personality), a complete reading would need to see the small-town
family elements and the Catholic elements as threads weaving through
a complex fabric in which, again, ideological and generic determinants
are crucial.
The kind of "synthetic" analysis I have suggested (going
beyond an interest in the individual auteur) reveals It's A Wonderful
Life as a far more potentially subversive film than has been generally
recognized, b its subversive elements are, in the end, successfully
contained. In Shadow of a Doubt the Hollywood ideology I have sketched
is shattered beyond convincing recuperation. One can, however, trace
through the film its attempts to impose itself and render things
"safe." What is in jeopardy is above all the family but,
given the family's central ideological significance, once that is
in jeopardy, everything is. The small town (still rooted in the
agrarian dream, in ideals of the virgin land as a garden of innocence)
and the united happy family are regarded as the real sound heart
of American civilization; the ideological project is to acknowledge
the existence of sickness and evil but preserve the family from
their contamination.
A number of strategies can be discerned here: the attempt to insist
on a separation of Uncle Charlie from Santa Rosa; his death at the
end of the film, as the definitive purging of evil; the production
of the young detective (the healthy, wholesome, smalltown male)
as a marriage partner for young Charlie, that the family may be
perpetuated; above all, the attribution of Uncle Charlie's sexual
pathology to a childhood accident, as a means of exonerating the
family of the charge of producing a monster (a possibility the American
popular cinema, with the contemporary overturning of traditional
values, could dramatize explicitly in the horror films of the seventies,
e.g., It's Alive).
The famous opening, with its parallel introductions of Uncle Charlie
and Young Charlie, insists on the city and the small town as opposed,
sickness and evil being of the city. As with Bedford Falls/Pottersville,
the film draws lavishly on the iconography of usually discrete genres.
Six shots (with all movement and direction the bridges, the panning,
the editing consistently rightward) leading up to the first interior
of Uncle Charlie's room give us urban technology, wreckage both
human (the down-and-outs) and material (the dumped cars by the sign
"No Dumping Allowed"), children playing in the street,
the number 13 on the lodging house door. Six shots (movement and
direction consistently left) leading to the first interior of Young
Charlie's room give us sunny streets with no street games (Santa
Rosa evidently has parks), an orderly town with a smiling, paternal
policeman presiding over traffic and pedestrians.
In Catholic terms, this is the fallen world against a world of
apparent prelapsarian innocence; but it seems more valid to interpret
the images, as in It's A Wonderful Life, in terms of the two faces
of American capitalism. Uncle Charlie has money (the fruits of his
crimes and his aberrant sexuality) littered in disorder over table
and floor; the Santa Rosa policeman has behind him the Bank of America.
The detailed paralleling of uncle and niece can of course be read
as comparison as much as contrast, and the opposition that of two
sides of the same coin. The point is clearest in that crucial, profoundly
disturbing scene where film noir erupts into Santa Rosa itself:
the visit to the "Til Two" bar, where Young Charlie is
confronted with her alter ego Louise the waitress, her former classmate.
The scene equally invites Catholic and Marxist commentaries; its
force arises from the revelation of the fallen-World/capitalist-corruption-and-deprivation
at the heart of the American small town. The close juxtaposition
of genres has implications that reach out through the whole generic
structure of the classical Hollywood cinema.
The subversion of ideology within the film is everywhere traceable
to Hitchcock's presence, to the skepticism and nihilism that lurk
just be" hind the jocular facade of his public image. His Catholicism
is in reality the lingering on in his work of the darker aspects
of Catholic mythology: Hell without Heaven. The traces are clear
enough. Young Charlie wants a "miracle"; she thinks of
her uncle as the "one who can save us" (and her mother
immediately asks, "What do you mean, saveus?"); when she
finds his telegram, in the very aa of sending hers, her reaction
is an ecstatic "He heard me, he heard me!" Hitchcock cuts
at once to a lowangle shot of Uncle Charlie's train rushing toward
Santa Rosa, underlining the effect with an ominous crashing chord
on the sound track.
Uncle Charlie is one of the supreme embodiments of the key Hitchcock
figure: ambiguously devil and lost soul. When his train reaches
Santa Rosa, the image is blackened by its smoke. From his first
appearance, Charlie is associated consistently with a cigar (its
phallic connotations evident from the outset, in the scene with
the landlady) and repeatedly shown with a wreath of smoke curling
around his head (no one else in the film smokes except Joe, the
displaced father, who has a paternal pipe, usually unlit). Several
incidents (the escape from the policemen at the beginning, the garage
door slammed as by remoted control) invest him with a quasi-supernatural
power. Rather than restrict the film to a Catholic reading, it seems
logical to connect these marks with others: the thread of superstition
that runs through the film (the number I 3; the hat on the bed;
"Sing at table and you'll marry a crazy husband"; the
irrational dread of the utterance, however innocent, of the forbidden
words "Merry Widow"); and the telepathy motif (the telegram,
the tune "jumping from head to head") the whole Hitchcockian
sense of life the mercy of terrible, unpredictable forces that have
to be kept down.
I suggested, in the introduction to this book, that Hitchcock is
identified, on different levels and in different ways, with both
young Charlie and her uncle; and in a subsequent chapter I discuss
the complexities of identification structures in films (especially
Hitchcock's) and the possibilities of split identification. Here,
it seems worth noting that Hitchcock establishes his (partial, and
very complicated) identification with his "villain" through
his obligatory "personal appearance." On the train, in
the interests of secrecy, Uncle Charlie pretends to be sick and
has to be helped from his berth. He is led past a table at which
Hitchcock, his back to the camera, is playing bridge. One of his
fellow players comments: "You look sick, too," and we
cut to Hitchcock's bridge hand, which consists of the entire suit
of spades. Like Uncle Charlie (through most of the film), Hitchcock
"holds all the cards"; but they are the cards that signify
death. Charlie's "sickness," though feigned, is of course,
as psychopathology, real, manifesting itself in the power/impotence
obsession that we know to be central to Hitchcock's auteurist concerns
and methodology.
The Hitchcockian dread of repressed forces is characteristically
accompanied by a sense of the emptiness of the surface world that
represses them, and this crucially affects the presentation in Shadow
of a Doubt of the American small-town family. The warmth and togetherness,
the mutual responsiveness and affection, that Capra so beautifully
creates in the Bailey families, senior and junior, of It's a Wonderful
Life , are here almost entirely lacking and this despite the fact,
in itself of great ideological interest, that the treatment of the
family in Shadow of a Doubt has generally been perceived (even,
one guesses, by Hitchcock himself) as affectionate.
The most striking characteristic of the Spencers is the separateness
of each member; the recurring point of the celebrated overlapping
dialogue is that no one ever listens to what anyone else is saying.
Each is locked in a separate fantasy world: Emmy in the past, Joe
in crime, Anne in books read, apparently, less for pleasure than
as a means of amassing knowledge with which she has little emotional
contact (though she also believes that everything she reads is "true").
The parents are trapped in a petty materialism (both respond toYoung
Charlie's dissatisfaction with the assumption that she's talking
about money) and reliance on "honest toil" as the means
of using up energies. In Shadow of a Doubt the ideological image
of the small-town happy family becomes the flimsiest facade. That
so many are nonetheless deceived by it testifies only to the strength
of the ideology one of whose functions is to inhibit the imagining
of radical alternatives.
I have argued elsewhere that the key to Hitchcock's films is less
suspense than-sexuality (or, alternatively, that his "suspense"
always carries a sexual charge in ways sometimes obvious, sometimes
esoteric); and that sexual relationships in his work are inevitably
based on power, the obsession-with-power/dread-of-impotence being
as central to his method as to his thematic. In Shadow of a Doubt
it is above all sexuality that cracks apart the family facade. As
far as the Hays code permitted, a double incest theme runs through
the film: Uncle Charlie and Emmy, Uncle Charlie and Young Charlie.
Necessarily, this is expressed through images and motifs, never
becoming verbally explicit; certain of the images depend on a suppressed
verbal play for their significance.
For the reunion of brother and sister, Hitchcock gives us an image
(Emmy poised left of screen, arrested in mid-movement, Charlie right,
under trees and sunshine) that iconographically evokes the reunion
of lovers (Charlie wants to see Emmy again as she was when she was
"the prettiest girl on the block"). And Emmy's breakdown,
in front of her embarrassed friends and neighbors, at the news of
Charlie's imminent departure, is eloquent. As for uncle and niece,
they are introduced symmetrically lying on beds, Uncle Charlie fondling
his phallic cigar, Young Charlie prone, hands behind head. When
Uncle Charlie gets off the train he is bent over a stick, pretending
to be ill; as soon as he sees Young Charlie he "comes erect,"
flourishing the stick. One of his first actions on taking over her
bedroom is to pluck a rose for his buttonhole ("deflowering").
More obviously, there is the business with the ring, which not only,
as a symbolic token of engagement, links Charlie sexually with her
uncle, but also links her, through its previous ownership, to his
succession of merry widows. The film shows sexual pathology at,
the heart of the American family, the necessary product of its repressions
and sublimations.
What exactly happens to Young Charlie in the course of the film?
The superficial ideological project tries to insist upon the preservation
of her innocence, in association with the restoration of "small-town"
values: hence her final reassurance, outside the church, when she
asks her detective lover how to account for a world that produces
people like her uncle, that it "just goes a little crazy sometimes"
and has to be "watched." Yet the film has made clear that
Uncle Charlie's "sickness" cannot be dissociated from
the values and assumptions of capitalist ideology, and is in fact
their extreme product: the ideology that implicitly acknowledges
edges the complementarily of its oppositions (city/small town, film
noir/family comedy) even while it seeks to assert their discreteness.
Young Charlie's experience in the film must be seen, in fact, as
a form of psychic violation from which (while it has rendered her
older and wiser) her "innocence" will never recover. When
Uncle Charlie falls in front of the oncoming train, his death is
ambiguously accident and "killing in self-defence": it
is staged and shot in a way that exonerates Young Charlie from all
moral responsibility. Yet the film, in a single disturbing image
whose implications are virtually subliminal, has already suggested
that she wills it. She has told her uncle earlier that if he ever
touches her mother again, she will kill him (the extremeness of
the statement is very suggestive in relation to the "double
inc‡st" theme). At the station, he takes Emmy's hands
in his. Hitchcock cuts to a close shot of Young Charlie glowering
at him; in the background of the image (literalizing the phrase
"at the back of her mind") a train enters the frame.
As for the "accident" that old critical stumbling block
it presents no problem at all, provided one is ready to acknowledge
the validity of a psychoanalytical reading of movies. Indeed, it
provides a rather beautiful example of the way in which ideology,
in seeking to impose itself, succeeds merely in confirming its own
subversion. The "accident" (Charlie was "riding a
bicycle" for the first time, which resulted in a "collision")
can be read as elementary Freudian metaphor for the trauma premature
sexual awakening (after which Charlie was "never the same again").
The smothering sexual/possessive devotion of a doting older sister
may be felt to provide a clue to the sexual motivation behind the
merry widow murders: Charlie isn't interested in money. Indeed,
Emmy is connected to the merry widows by an associative chain in
which important links are her own practical widowhood (her ineffectual
husband is largely ignored), her ladies' club, and its leading light
Mrs. Potter, Uncle Charlie's potential next in line.
A fuller analysis would need to dwell on the limitations of Hitchcock's
vision, nearer the nihilistic than the tragic; on his inability
to conceive of repressed energies as other than evil, and the surface
world that represses them as other than shallow and unfulfilling.
This explains why there can be no Heaven corresponding to Hitchcock's
Hell, for every vision of Heaven that is not merely negative is
rooted in a concept of the liberation of the instincts, the Resurrection
of the Body, which Hitchcock must always deny. But my final stress
is less on the evaluation of a particular film or director than
on the implications for a criticism of the Hollywood cinema of the
notions of interaction and multiple determinacy I have been employing.
It is its rootedness in the Hollywood genres, and in the very ideological
structure it so disturbingly subverts, that makes Shadow of a Doubtso
much more suggestive and significant a work than Hitchcock the bourgeois
entertainer could ever have guessed.
Note: I am indebted to Deborah Thomas for certain insights into
Shadow of a Doubt.
http://xroads.virginia.edu/~DRBR/wood.html
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